.png){kind=small}
Blue Chip
Technology Services™
.png)
By invitation only, our Blue Chip Technology Services™ are integral to our exclusive Blue Chip Program™. This program strategically architects and prepares later-stage companies for IPO or M&A that are within 36 months of liquidity. We ensure these firms are broker-dealer-ready, enabling precise access to substantial capital in U.S. private and public markets.
Meeting the Rigorous Standards of Wall Street
We focus on equipping companies for public exchange listings, meeting and surpassing Wall Street's rigorous standards. In today’s corporate environment, operational efficiency and compliance are crucial, necessitating specialized technologies tailored for securities offerings, ongoing compliance, corporate governance, and capital stewardship.
As a Venture Technology firm, we excel in designing, building, and integrating these technologies. Through our comprehensive services, we provide precise and valuable expertise to a select group of clients each year.
Our Blue Chip Program™
Many companies overlook their potential to independently secure substantial capital through U.S. private and public markets. Importantly, accessing such capital does not require forfeiting control by selling common voting equity. Instead, firms can opt for hybrid equity or debt instruments, like non-convertible preferred stock, notes, or bonds. Achieving "broker-dealer readiness" is pivotal to navigate this complex landscape.
Our team, comprised of former Wall Street investment bankers along with specialists in accounting, audit, corporate governance, deal structuring, securities documentation, regulatory compliance, and information technology, holds deep expertise in meeting the rigorous demands of institutional capital sources.
​
Despite strong interest from major Wall Street banks in funding well-positioned companies, many private middle-market firms are inadequately prepared. Our Blue Chip Technology Services™ equip these companies with advanced financial department technologies necessary to attain broker-dealer readiness. We support both middle-market firms needing significant capital for expansion and Wall Street banks in search of high-quality deal flows.
The process of accessing capital through securities markets is intricate and highly regulated, involving substantial initial investments for financial modeling, valuation, securities creation, and legal compliance, which typically range from $2,000,000 to $3,000,000. Additionally, broker-dealers often charge success fees and might require warrants to purchase the securities sold.
​
Navigating these initial hurdles is akin to launching a rocket: it demands significant investment and meticulous planning. However, once these stages are successfully managed, it allows companies to operate with greater efficiency and reduce capital costs over time.
​
We provide your company with the strategic expertise to develop a robust launch platform and a precise operational strategy, facilitating access to extensive capital resources, provided there is effective capital stewardship and operational management.
This strategy represents not just significant progress for many private middle-market companies but also a crucial evolutionary stage.
​
For those prepared to embark on this transformative journey, we invite you to contact us to explore further.
Minimum Qualifying Standards
Companies seeking substantial private or public market capitalization through our programs must first undergo a comprehensive diagnostic analysis via our Broker-Dealer Readiness Rating System™. This process evaluates their rating and readiness for institutional investment. To be eligible for consideration by our Investment Policy Committee and to qualify for our Blue Chip Technology Services™, businesses must not only meet our stringent criteria but also meet the following three minimum Qualifying Standards.
Minimums
Capital requisites must align with the minimum thresholds established for Tier 1 or Tier 2. Additionally, companies must achieve a minimum BB grade on the BDR Rating™, which is derived from our Broker-Dealer Readiness Rating System™ diagnostic analysis. Notably, companies with lower ratings may still be considered, subject to other compensatory qualifications.
Proceedings
It is requisite that neither the company, its officers, nor its directors be involved in any criminal or major civil legal proceedings at present or within the preceding year. This critical requirement ensures the integrity and full regulatory compliance of potential partners, strictly aligning with our stringent corporate governance and ethical standards.
Regulatory
No administrative actions have been imposed by any regulatory body against the company currently or within the last year. This stipulation is crucial to maintaining compliance and upholding our high standards of corporate conduct, ensuring that all potential partners meet the rigorous regulatory expectations set forth by governing authorities.
Technology Focused
Navigating the demanding standards of 21st-century Wall Street necessitates a robust technological approach. Our Venture Tech OS™ leverages sophisticated data analytics and financial modeling to empower company leaders. This system facilitates the production of hybrid securities, enabling executives to maintain control over equity ownership while effectively managing the substantial capital required for maximizing value and achieving success.
Check your Qualifications
Each company or project that enters our Blue Chip Program™ for services must first undergo a complete business diagnostics analysis to determine investment readiness against the criteria of being broker-dealer-ready. Click below to discover if your entity or project may qualify for our Blue Chip Program™ to start on your path to access substantial capitalization.
Sources
